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CFTC Charges Florida-Based North American Asset Management, LLC, Alexi Bethel, And Steven Labadie With Engaging In Illegal, Off-Exchange Precious Metals Transactions

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The U.S. Commodity Futures Trading Commission (CFTC) announced the filing of a civil injunctive enforcement action in the U.S. District Court for the Southern District of Florida against Defendants North American Asset Management, LLC (NAAM) of Fort Lauderdale, Florida; its owner and president Alexi Bethel of Miami, Florida; and its owner and managing director Steven Labadie of Lake Worth, Florida. The CFTC Complaint charges the Defendants with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, margined, or financed basis. The Complaint further alleges that Bethel and Labadie, as controlling persons for NAAM, are liable for NAAM’s violations of the Commodity Exchange Act (CEA).

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