The U.S. Commodity Futures Trading Commissionâs (CFTCâs) Division of Swap Dealer and Intermediary Oversight today issued no-action relief from registration for persons located outside the United States who act as Introducing Brokers, Commodity Trading Advisors, or Commodity Pool Operators in connection with swaps that are not subject to a CFTC clearing requirement on behalf of persons located outside the United States.
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