Moving Forward With The Commission's Disclosure Effectiveness Initiative, Rick A. Fleming, Investor Advocate, U.S. Securities And Exchange Commission[1], NASAA Corporation Finance Training, Houston, Texas, Nov. 19, 2016

Thank you, Bill [Beatty], for that kind introduction and for not only inviting me to participate in this event today, but for accommodating my schedule so I could make it work.  It is nice to be back among my NASAA friends.