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CFTCâs Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Relating to the Use of a Consolidated Risk Disclosure Statement for Non-institutional Customers

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The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight today provided no-action relief to futures commission merchants (FCMs) and introducing brokers (IBs) to streamline the process for providing risk disclosure statements to non-institutional customers (i.e., customers that are not “eligible contract participants” as defined under the section 1a(18) of the Commodity Exchange Act).




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