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CBOE Holdings Announces Date Of Third-Quarter 2016 Earnings Release And...

CBOE Holdings, Inc. (NASDAQ: CBOE) will announce its financial results for the third quarter of 2016 before the market opens on Friday, October 28, 2016.  A conference call with remarks by CBOE...

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EBA Publishes Final Draft Technical Standards On Information Exchange Between...

The European Banking Authority (EBA) published today its final draft Implementing Technical Standards (ITS) on the procedures, forms and templates that Competent Authorities in the EU should use when...

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Blockchain Could Create Efficiencies For Markets - By Craig Donohue, OCC...

In nearly every interview I do I am asked for my thoughts on the future of technology, particularly blockchain.read more...

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EBA Consultation On The Guidelines On The Criteria On How To Stipulate The...

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CFTC Orders United Kingdom-Based Barclays Bank PLC to Pay $500,000 for...

The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Barclays Bank PLC for failing to create, maintain, and promptly produce required...

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IMF Managing Director Christine Lagarde Announces Specific Actions On...

Ms. Christine Lagarde, Managing Director of the International Monetary Fund, issued the following statement today at the conclusion of her participation in a United Nations High-Level Panel on “Women...

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Monica Summerville Joins TABB Group As Senior Analyst Supporting Growing...

TABB Group has expanded its financial technology practice with the hire ofMonica Summerville as a senior research analyst. Based in London, Summerville is focusing on a range of FinTech topics for...

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DME Lists Two New Middle East Fuel Oil Derivatives

The Dubai Mercantile Exchange (DME), the premier international energy futures and commodities exchange in the Middle East, today announced two new fuel oil contracts to hedge the price differentials...

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CFTC Orders United Kingdom-Based Barclays Bank PLC To Pay $500,000 For...

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Barclays Bank PLC (Barclays) for failing to create, maintain, and promptly...

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The SEC Enforcement Divisionâs Focus On Auditors And Auditing, Andrew...

Good morning and thank you for that very kind introduction. It’s a pleasure to speak with you all today. Before I start, I must give our standard disclaimer that the views I express today are my own...

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Tel Aviv Stock Exchange CEO, Yossi Beinart's Resignation And Decision To Form...

​​TASE CEO, Yossi Beinart, informed TASE Chairman of the Board, Amnon Neubach, that he intends to resign due to his health condition. During his term as CEO, Yossi made a significant contribution...

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Nasdaq Appoints John Shay Global Head Of Fixed Income And Commodities

Nasdaq (Nasdaq:NDAQ) today announced the appointment of John Shay as Senior Vice President and Global Head of Fixed Income and Commodities.  In this role, Shay will be responsible for leading the...

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Testimony On Examining The Agenda Of Regulators, Sros, And Standards-Setters...

Chairman Garrett, Ranking Member Maloney, and Members of the Subcommittee:read more...

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Testimony Before The Subcommittee On Capital Markets And Government Sponsored...

Chairman Garrett, Ranking Member Maloney and Members of the Subcommittee:read more...

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ISDA Publishes Recommendation For FpML Version 5.9

The International Swaps and Derivatives Association, Inc. (ISDA) today published the recommendation for Financial products Markup Language (FpML) version 5.9.read more...

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Office of Financial Research Update: "OFR Monitor Shows Accelerating...

The OFR released a blog today by Stacey Schreft, OFR Deputy Director for Research and Analysis, "OFR Monitor Shows Accelerating Shift to Government Money Market Funds." The blog says assets of U.S....

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Canadian Securities Regulators Announce Roundtables To Discuss Proposals To...

The Canadian Securities Administrators (CSA) today announced the dates for roundtables to further explore issues raised in CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of...

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Ontario Securities Commission Announces Corporate Secretary To The Commission

Ontario Securities Commission (OSC) Chair and Chief Executive Officer (CEO) Maureen Jensen announced today the appointment of Grace Knakowski as Corporate Secretary to the Commission, effective October...

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ASMAK To Benefit From Registrar Services At ADX - ADX Expects More National...

Abu Dhabi Securities Exchange (ADX) has announced that it has signed an agreement to provide registrar services with International Fish Farming Holding Company (ASMAK), thus increasing the number of...

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Dubai Financial Services Authority Fines Clements (Dubai) Limited

The Dubai Financial Services Authority (DFSA) has imposed a fine of USD 85,191 (AED 312,650.97) on Clements (Dubai) Limited (CDL). The fine was imposed following a DFSA investigation conducted in...

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