Canadian Securities Regulators Issue Guidance On Derivatives Reporting...
Staff of the securities regulators in Alberta, British Columbia, New Brunswick, Newfoundland and Labrador, Northwest Territories, Nova Scotia, Nunavut, Prince Edward Island, Saskatchewan and Yukon...
View ArticleSEC Announces Agenda For October 5 Meeting Of The Advisory Committee On Small...
Use the SEC’s Internet submission form or send an e-mail to rule-comments@sec.gov.read more...
View ArticleSEC: Casino-Gaming Company Retaliated Against Whistleblowe
The Securities and Exchange Commission today announced that casino-gaming company International Game Technology (IGT) has agreed to pay a half-million dollar penalty for firing an employee with...
View ArticleSEC: Biotech Employee Charged With Insider Trading Ahead Of Companyâs...
The Securities and Exchange Commission today charged the former senior director of regulatory affairs for Puma Biotechnology with insider trading ahead of the company’s news announcements about its...
View ArticleCFTC Orders Angus Partners LLC D/B/A Angus Energy to Pay a $250,000 Civil...
The U.S. Commodity Futures Trading Commission (CFTC) entered an Order requiring Angus Partners LLC D/B/A Angus Energy, a Florida limited liability company with its principal place of business in Fort...
View ArticleRobust Optimal Investment in Discrete Time for Unbounded Utility Function....
This paper investigates the problem of maximizing expected terminal utility in a discrete-time financial market model with a finite horizon under non-dominated model uncertainty. We use a dynamic...
View ArticleCFTC Orders Aden Rusfeldt To Pay In Total More Than $3.2 Million In...
The U.S. Commodity Futures Trading Commission (CFTC) today filed an Order instituting proceedings and settling charges against Respondent Aden Rusfeldt (a/k/a “Big A”) of Vail, Arizona. The CFTC Order...
View ArticleCFTC Orders Angus Partners LLC D/B/A Angus Energy To Pay A $250,000 Civil...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it entered an Order requiring Angus Partners LLC D/B/A Angus Energy (Angus), a Florida limited liability company with its...
View ArticleAppointment Of NZX Head Of Market Operations
NZX is pleased to announce the appointment of Benjamin Phillips as Head of Market Operations. Benjamin has held the Head of Clearing role at NZX since joining in September 2014.read more...
View ArticleUnited Kingdom Parliament Treasury Committee Update: Tyrie Writes To FCA And...
The Treasury Committee publishes correspondence between Rt Hon. Andrew Tyrie MP, Chairman of the Treasury Committee, the CEOs of RBS and HSBC, and the FCA and PRA, in relation to bank IT system...
View ArticleStand Out: A real world guide to get clear, find purpose and become the boss...
Stand Out shows you how to stop working so much, and start achieving instead. Everyone is busy, but working harder to do more isn't getting us anywhere. We're overwhelmed, distracted and detached, and...
View Article30Sep/Leverage and risk weighted capital requirements
The global financial crisis has highlighted the limitations of risk-sensitive bank capital ratios. To tackle this problem, the Basel III regulatory framework has introduced a minimum leverage ratio,...
View ArticleNasdaq Stockholm Announces Dome Energy Fine Corresponding To Seven Annual Fees
The Disciplinary Committee of Nasdaq Stockholm has found that Dome Energy AB (“Dome”) has breached the Nasdaq Stockholm rulebook (“the Rulebook”) and, accordingly, has imposed a fine on Dome amounting...
View ArticleESMA Appoints New Chairs To Standing Committees
The Board of Supervisors of the European Securities and Markets Authority (ESMA) has appointed new chairs to three of its standing committees:read more...
View Articleva-Q-tec AG IPO On Frankfurt Stock Exchange - Deutsche Börse...
As of today, va-Q-tec AG (ISIN: DE0006636681) has been listed in the Prime Standard of the Frankfurt Stock Exchange. It is the first company from Deutsche Börse's Venture Network to go public in...
View ArticleMicrosoft Has a Whole New Kind of Computer Chip---and It'll Change Everything
Microsoft Research & the future of #FPGAs https://t.co/eykcY1f1C4 â Financial Technology (@fin_tech) September 30, 2016
View ArticleTakeaway.com Celebrates Its First Day Of Trading On Euronext - Successful...
Euronext Amsterdam today welcomes Takeaway.com (ticker code: TKWY), a leading online food delivery marketplace in Continental Europe. The listing follows the company’s successful Initial Public...
View ArticleLCH Adds Commonwealth Bank Of Australia As First Australian PPS Bank
LCH, a leading global clearing house, announced today that Commonwealth Bank of Australia (CBA) has become its first Australian Protected Payments System (PPS) Bank. Having an Australian PPS Bank...
View ArticleBGC Partners Updates Its Outlook For The Third Quarter Of 2016
BGC Partners, Inc. (NASDAQ: BGCP) ("BGC Partners," "BGC," or the "Company"), a leading global brokerage company servicing the financial and real estate markets, today updated its outlook with respect...
View ArticleFTSE Russell Announces Results Of FTSE Annual Country Classification Review
FTSE Russell, the global index and data provider, today announces the results of the FTSE Annual Country Classification Review for 2016. FTSE Russell formally reviews country classifications within its...
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