Securities Commission Malaysia Invites Public Feedback On Regulatory...
Securities Commission Malaysia (SC) today published a consultation paper seeking public feedback on a proposed regulatory framework for trustees and custodians in the Malaysian capital market.read more...
View ArticleTwo New Members Join ESM Board Of Auditors
The Board of Governors of the European Stability Mechanism (ESM) has appointed François-Roger Cazala and Kevin Cardiff to its Board of Auditors, each for a non-renewable three-year term. Mr Cazala is a...
View ArticleLondon Bullion Market Association Announces Cinnoberâs Boat As The...
The London Bullion Market Association (LBMA) announces today that Boat Services Ltd, in a joint submission with Autilla, has been selected as the chosen provider in the LBMA’s Request for Proposal...
View ArticleDongXing Securities Selects Horizon For Option Trading
Horizon Software (Horizon), the leading global technology provider for electronic trading and investment management, announced today that Chinese broker,DongXing Securities (DongXing), has chosen...
View ArticleCFTC Releases Rule Enforcement Review Of The New York Mercantile Exchange,...
The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) announced today that it has issued the results of a rule enforcement review of the New York Mercantile...
View ArticleSwiss Exchange September 2016 Statistics: Higher Turnover And Trading Volume
The statistical monthly report contains the latest trade and turnover figures for SIX Swiss Exchange.read more...
View ArticleConcurring Statement of Commissioner Sharon Y. Bowen Regarding Order...
Concurring Statement of Commissioner Sharon Y. Bowen Regarding Order Establishing De Minimis Threshold Phase-In Termination Date Pursuant to Commission Regulation 1.3(ggg)(4)(ii)(C)(1)
View ArticleStatement of Chairman Timothy Massad on Order Extending De Minimis Threshold...
Statement of Chairman Timothy Massad on Order Extending De Minimis Threshold Phase-In Termination Date
View ArticleCommission Approves an Order Regarding Swap Dealer Registration De Minimis...
The U.S. Commodity Futures Trading Commission (Commission) today approved an Order establishing December 31, 2018 as the swap dealer registration de minimis threshold phase-in termination date.
View ArticleESMA AND IFRS® Foundation Strengthen Cooperation
The European Securities and Markets Authority (ESMA) and the IFRS Foundation today announced an updated set of protocols under which the two organisations will deepen their cooperation on the...
View ArticleSIFMA President And CEO Kenneth E. Bentsen, Jr. Opening Remarks SIFMA AMG...
Good morning and thank you all for being here today to talk about global developments in the asset management industry. As many of you know, SIFMA’s asset management group, or AMG, has been...
View ArticleCFTC: Commission Approves An Order Regarding Swap Dealer Registration De...
The U.S. Commodity Futures Trading Commission (Commission) today approved an Order establishing December 31, 2018 as the swap dealer registration de minimis threshold phase-in termination date.read...
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Hong Kong's Securities And Futures Commission Commences Cybersecurity Review...
The Securities and Futures Commission (SFC) has launched a review to assess the cybersecurity preparedness, compliance and resilience of brokers’ internet and mobile trading systems (Note 1). read more...
View ArticleConcurring Statement Of CFTC Commissioner Sharon Y. Bowen Regarding Order...
While we might disagree on the details of today’s order, I think we can all agree on one thing: today’s action is very important to how the swaps industry operates and our system of financial...
View ArticleStatement At Open Meeting: Modernizing And Enhancing Investment Company And...
Good morning. This is an open meeting of the Securities and Exchange Commission on October 13, 2016 under the Government in the Sunshine Act.read more...
View ArticleStatement Of CFTC Chairman Timothy Massad On Order Extending De Minimis...
I thank my fellow Commissioners for unanimously supporting this order, which extends the phase-in of the de minimis threshold for swap dealing by one year.read more...
View ArticleSEC: Hedge Fund Firm And Supervisor Charged With Failing To Prevent Insider...
The Securities and Exchange Commission today announced that a hedge fund advisory firm and a senior research analyst have agreed to settle charges related to their failures to detect insider trading...
View ArticleOffice Of The Comptroller Of The Currency Releases CRA Evaluations For 26...
The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of September 1, 2016 through...
View ArticleSEC Adopts Rules To Modernize Information Reported By Funds, Require...
The Securities and Exchange Commission today voted to adopt changes to modernize and enhance the reporting and disclosure of information by registered investment companies and to enhance liquidity risk...
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