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Canadian Securities Regulators Announce Dates For British Columbia...

The Canadian Securities Administrators (CSA) today announced the dates for the British Columbia Securities Commission's (BCSC) roundtables to further explore issues raised in CSA Consultation Paper...

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BM&FBOVESPA Wins Transparency Trophy 8th Time In A Row

The Exchange is a winner of the Transparency Trophy in the category of Public Companies that have net earnings of up to BRL 5 billion. This is the 8th time in a row that the Exchange has won this...

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SEC: John W. Berry Named Associate Regional Director For Enforcement In Los...

The Securities and Exchange Commission today announced that John W. Berry has been named Associate Regional Director for Enforcement in the agency’s Los Angeles Regional Office.  read more...

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IIROC Outlines Next Steps To Address Concerns Of Small-Cap Issuers

The Investment Industry Regulatory Organization of Canada (IIROC) today published a summary of the comments received at a roundtable discussion of market structure issues affecting small-cap issuers...

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CFTC Commitments Of Traders Reports Update

The current reports for the week of October 18, 2016 are now available.read more...

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Ontario Securities Commission Requests Applications For The Securities...

The Ontario Securities Commission (OSC) is seeking applications for membership on its Securities Proceedings Advisory Committee (SPAC).read more...

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Federal Reserve Board Announces Plans To Enter Negotiations With FINRA To...

The Federal Reserve Board announced Friday that it plans to collect data from banks for secondary market transactions in U.S. Treasury securities and will enter into negotiations with the Financial...

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MIAX Options Exchange: MIAX Rule 519A, MIAX Risk Protection Monitor

Please refer to MIAX Regulatory Circular 2016-50 for details on changes to Rule 519A(a) for Risk Protection Monitor (RPM) settings and new Rule 519A(b) describing mandatory Member participation for...

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2016 Australia Prime Ministerâs Prizes Reward Innovation And Science

Tonight we recognise some of Australia’s greatest scientists, innovators and teachers for outstanding achievements in their fields.read more...

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Professor Michael Aitken: Australia Prime Ministerâs Prize For...

Global stock markets are fairer and more efficient thanks to the work of Professor Michael Aitken. Now he’s applying his information technology and markets know-how to improve health, mortgage, and...

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Modern Auditing, 4th Edition

‘Modern Auditing’ is a core textbook for students taking introductory level courses in auditing at undergraduate, postgraduate and professional levels.read more...

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The Happy, Healthy Nonprofit: Strategies for Impact without Burnout

The Happy, Healthy Nonprofit presents realistic strategies for leaders looking to optimize organizational achievement while avoiding the common nonprofit burnout. With a uniquely holistic approach to...

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Al-Blooshi Highlights Investment Opportunities In ADX - Chinese Investors...

Chief Executive of Abu Dhabi Securities Exchange (ADX), Rashed Al Blooshi, called on Chinese investors to seize the investment opportunities available in ADX, which is considered one of the best stock...

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Moody's Corporation Litigation Update - Global Credit Crisis Of 2008 - US...

Following the global credit crisis of 2008, Moody’s has periodically received subpoenas and inquiries from various governmental authorities, including the US Department of Justice (DOJ) and states...

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Combining Intuition and Analysis

We live in an age of big data.  People have become enamored with the use of analytics to solve complex problems and to make better decisions.  I'm a big believer in analytics, but I hope we don't...

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Nasdaq Names Hans-Ole Jochumsen Vice Chairman - Will Work With Nasdaq's...

Nasdaq (Nasdaq: NDAQ) today announced that Hans-Ole Jochumsen has been named Vice Chairman, Nasdaq, effective January 1, 2017. Jochumsen currently serves as President of Nasdaq, responsible for Global...

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99% of actively managed US equity funds underperform

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99% of actively managed US equity funds underperform

99% of actively managed US equity funds underperform: Surprised only by the 99%, I expected closer to 95-97%....wow... "Amin Rajan, chief executive of Create Research, the consultancy, said: “These...

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HKEX To Roll Out Volatility Control Mechanism For Its Derivatives Market

Hong Kong Exchanges and Clearing Limited (HKEX) plans to roll out its Volatility Control Mechanism (VCM) - a measure designed to protect market integrity by preventing extreme price volatility arising...

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Remarks of Chairman Timothy Massad before the Conference on the Evolving...

Remarks of Chairman Timothy Massad before the Conference on the Evolving Structure of the U.S. Treasury Market

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