CFTCâs Market Risk Advisory Committee To Meet On November 17, 2016
The U.S. Commodity Futures Trading Commission’s (CFTC) Market Risk Advisory Committee (MRAC) will hold a public meeting on November 17, 2016 at the CFTC's Washington, DC, headquarters.read more...
View ArticleFINRA Fines Eight Firms A Total Of $6.2 Million For Supervisory Failures...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined eight firms, including VOYA Financial Advisors, five broker-dealer subsidiaries of Cetera Financial Group, Kestra...
View Article"Making The Case For Smarter Regulation Of Centrally Cleared...
Centrally cleared, exchanged-traded derivatives markets have flourished over the last several decades. Under substantial regulation at all critical points in the ecosystem, (i.e. brokers, clearing...
View ArticleCFTC And Canadian Authority Sign Counterpart To Memorandum Of Understanding...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Timothy Massad signed a Counterpart to a 2014 Memorandum of Understanding (MOU) with John O’Brien, Superintendent...
View ArticleFederal Reserve Issues FOMC Statement
Information received since the Federal Open Market Committee met in September indicates that the labor market has continued to strengthen and growth of economic activity has picked up from the modest...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleWorld Federation Of Exchanges Holds Emerging Market Liquidity Roundtable With...
The World Federation of Exchanges (“WFE”), which represents more than 200 market infrastructure providers including exchanges and CCPs, today held a roundtable to discuss how best to grow liquidity in...
View ArticleCBOE Holdings Reports October 2016 Trading Volume
CBOE Holdings, Inc. (NASDAQ: CBOE) reported today October monthly trading volume and average revenue per contract (RPC) data on its website under the Quotes & Data section. read more...
View ArticleAutorité Des marchés financiers Official Elected To...
The Autorité des marchés financiers (the “AMF”) is pleased to announce that Patrick Déry, AMF Superintendent, Solvency, was elected to the Executive Council of the International Association of Deposit...
View ArticleIIROC And CDIC Strengthen Consumer Protection - New Memorandum Of Understanding
The Canada Deposit Insurance Corporation (CDIC) and the Investment Industry Regulatory Organization of Canada (IIROC) have signed a Memorandum of Understanding (MOU) that will allow them to better...
View ArticleAustralian Financial Regulator And Ontario Securities Commission Sign...
Innovative fintech companies in Australia and Ontario will be able to draw on support from the combined resources of their financial regulators as they seek to operate in the others’ market, under a...
View ArticleNZX October 2016 Shareholder Metrics
Please find attached shareholder metrics for October 2016.read more...
View ArticleSocio-economic inequality and prospects of institutional Econophysics....
Socio-economic inequality is quantitatively measured from data using various indices. The Gini ($g$) index, giving the overall inequality is the most common, while the recently introduced Kolkata ($k$)...
View ArticlePricing Bounds for VIX Derivatives via Least Squares Monte Carlo....
Derivatives on the Chicago Board Options Exchange volatility index (VIX) have gained significant popularity over the last decade. The pricing of VIX derivatives involves evaluating the square root of...
View ArticleOption pricing in exponential L\'evy models with transaction costs....
We present an approach for pricing a European call option in presence of proportional transaction costs, when the stock price follows a general exponential L\'evy process. The model is a generalization...
View ArticleUnMarketing: Everything Has Changed and Nothing is Different, 2nd Edition
UnMarket to build trust and make lifelong customers!read more...
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BISX Furthers Investor Education
The Bahamas International Securities Exchange (BISX) spent the Morning of Wednesday 26th October 2016 with students from the Corporate Governance class of The College of The Bahamas’s (COB) LL.B....
View ArticleNasdaq President & COO Adena Friedman To Present At J.P. Morganâs...
Who: Nasdaq President & COO Adena Friedman read more...
View ArticleAmman Stock Exchange: Financial Statements Of The Third Quarter 2016
The Deputy Chief Executive Officer (CEO) of the Amman Stock Exchange (ASE) Mr. Bassam Abu Abbas, said that According to the listing securities directives for the year 2016; all companies listed at the...
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