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Family Feuds: The Promise and Peril of Family Group Companies!
I teach a corporate finance class, a class that I describe as big-picture (since it covers every aspect of business), applied and universal in its focus. I use six firms, ranging the spectrum from...
View ArticleEEX New Participant: Flow Traders B.V
Flow Traders B.V. has been admitted to exchange trading for Phelix Futures and Options, Belgian Financial Power Futures, Dutch Financial Power Futures, French Financial Power Futures and Options, Greek...
View ArticleBM&FBOVESPA Has Opened The Second Phase Of Public Hearings For The...
BM&FBOVESPA has opened until January 06, 2017, the second phase of public hearings to discuss with listed companies, investors, intermediaries, and market bodies a new proposal for regulations for...
View Article2016 Government-Business Forum On Small Business Capital Formation Opening...
Good morning. Welcome to the annual Government-Business Forum on Small Business Capital Formation. I would also like to thank Sebastian and his team for all their work in putting the forum...
View ArticleâThe Winners Of The 4th European Small And Mid-Cap Awardsâ
FESE and EuropeanIssuers in cooperation with the European Commission (DG GROW) are delighted to announce the winners of the 4th European Small and Mid-Cap Awards.read more...
View ArticleMIAX Options Exchange: Rule Change NoticeâFINRA Arbitration Rules 12504...
FINRA has received approval to amend Rule 12504, Code of Arbitration Procedure for Customer Disputes and Rule 13504, Code of Arbitration Procedure for Industry Disputes relating to motions to dismiss...
View ArticleA New Model For SEC Enforcement: Producing Bold And Unrelenting Results -...
Good morning and thank you, Dean [Trevor] Morrison for that very kind introduction. It is a pleasure to be here today and I want to thank the NYU Program on Corporate Compliance and Enforcement and the...
View ArticleLukken Welcomes Tom Sexton As President And CEO Of National Futures Association
Walt Lukken, president and CEO of FIA, congratulated Tom Sexton on being named president and CEO of the National Futures Association (NFA) today. read more...
View ArticleFederal Reserve Board To Broaden Scope Of Post-Employment Restrictions For...
The Federal Reserve Board on Friday announced it is broadening the scope of post-employment restrictions applicable to Federal Reserve Bank senior examiners and officers. read more...
View ArticleCFTC Commitments Of Traders Reports Update
The current reports for the week of November 15, 2016 are now available.read more...
View ArticleOpening Statement At 35th Annual Small Business Forum, SEC Commissioner...
Thank you, Keith [Higgins] for the introduction. Thank you, Sebastian [Gomez Abero] and the rest of the Office of Small Business Policy for organizing this annual gathering of the Commission, its...
View ArticleIrish Stock Exchange: Applegreen Wins Prestigious European SME Award
Applegreen, the #1 motorway service area operator in the Republic of Ireland, has won the prestigious “Star of 2016” at the European Small and Mid-Cap Awards. Applegreen beat off stiff competition from...
View ArticleNasdaq Files Form 8-K Reporting Management And Board Changes
On November 18, 2016, Nasdaq filed a Form 8-K with the U.S. Securities and Exchange Commission disclosing the appointment of Adena T. Friedman as the company's Chief Executive Officer and a member of...
View ArticleStatement Of CFTC Chairman Timothy Massad On The Announcement Of Thomas...
“I congratulate Tom Sexton on being named president and CEO of the National Futures Association (NFA). Tom brings a wealth of experience and a deep commitment to this role. We at the CFTC have a strong...
View ArticleFINRA Receives SEC Approval For Enhanced Price Disclosure To Retail Investors...
The Securities and Exchange Commission has approved FINRA’s proposal requiring its member firms to disclose on retail customer confirmations the “mark-up” or “mark-down” for most transactions in...
View ArticleCanadian Securities Regulators Release MFDA Oversight Review Report
The Canadian Securities Administrators (CSA) today released the Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA).read more...
View ArticleCBOE Holdings Announces Early Termination Of Hart-Scott-Rodino Waiting Period...
CBOE Holdings, Inc. (NASDAQ: CBOE) today announced that the U.S. Federal Trade Commission has granted early termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of...
View ArticleStatement By New York Attorney General Eric T. Schneiderman On $25 Million...
Attorney General Eric T. Schneiderman issued the following statement on the $25 million settlement agreement reached in Trump University case:read more...
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Wiley Study Guide for 2017 Level II CFA Exam: Complete Set
The Wiley Study Guides for the Level II CFA exam are proven to help candidates understand, retain, and master the CFA Program Curriculum, complete with color-coded Study Guides and coverage of every...
View ArticleHedge Fund Modelling and Analysis: An Object Oriented Approach Using C++
Hedge fund managers cannot afford to ignore their risk/return profiles, and taking advantage of new technologies is an excellent way to minimize risk and capitalize on various investment styles. As...
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