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Office Of Financial Research Update Measuring Systemwide Resilience Of...

The U.S. Office of Financial Research today posted a research brief, entitled, “Measuring Systemwide Resilience of Central Counterparties.” This brief proposes a novel way to conduct a U.S. systemwide...

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Global Pipes â Challenges For Systemic Financial Infrastructure -...

In a speech at the Official Monetary and Financial Institutions Forum on Wednesday, Sir Jon Cunliffe examines three challenges facing international financial market infrastructure: operational risk, in...

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FINRA Orders Purshe Kaplan Sterling Investments To Pay $3.4 Million In...

The Financial Industry Regulatory Authority (FINRA) announced today that Albany, New York-based Purshe Kaplan Sterling Investments (PKS) will pay nearly $3.4 million in restitution to a Native American...

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In Experts We Trust? - Speech By Minouche Shafik, Bank Of England Deputy...

In her final speech as Deputy Governor for Markets and Banking, before becoming Director of the London School of Economics, Minouche Shafik sets out an agenda for rebuilding the trustworthiness of...

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CFTC Swaps Report Update

CFTC's Weekly Swaps Report has been updated, and is now available.read more...

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Structural Change in (Economic) Time Series. (arXiv:1702.06913v1 [q-fin.ST])

Methods for detecting structural changes, or change points, in time series data are widely used in many fields of science and engineering. This chapter sketches some basic methods for the analysis of...

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The Employee Experience: How to Attract Talent, Retain Top Performers, and...

Ever notice how companies with the best service also have the happiest employees? That’s no accident. read more...

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Tokyo Commodity Exchange: Final Settlement Prices Of February 2017 Mini contract

Final Settlement Prices of February 2017 Mini contract Platinum Mini                    : 3,622yen(per gram)

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ASIC: BGC Partners Pays $90,000 In Infringement Notice Penalty

BGC Partners (Australia) Pty Limited (“BGC”) has paid a total penalty of $90,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (“MDP”).read more...

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DFSA Signs MoU With European Securities And Markets Authority

The Dubai Financial Services Authority (DFSA) and the European Securities and Markets Authority (ESMA) have entered into information sharing and cooperation arrangements regarding DIFC based central...

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Cinnoberâs Board Of Directors Has Resolved On A Directed Share Issue Of...

The Board of Directors of Cinnober Financial Technology Aktiebolag (publ) (“Cinnober” or the “Company”) has resolved, subject to the approval of the Extraordinary General Meeting, on a directed share...

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Statement On Jury's Verdict In Trial Of Christopher J. Hall, Stephanie...

"We are pleased that the jury found Christopher Hall liable for fraudulently obtaining millions of dollars in loans from his brokerage firm.  Those who seek to borrow from brokerage firms must deal...

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Colt And NESIC To Collaborate On Microsoft Azure-Driven IoT Platform Service

Colt Technology Services has announced that it will be providing dedicated network connectivity to the cloud for NEC Networks & System Integration Corporation’s Internet of Things (IoT) Platform...

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The effects of tax on bank liability structure

This paper examines the effects of taxation on the liability structure of banks. We derive testable predictions from a dynamic model of optimal bank liability structure that incorporates bank runs,...

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Thomson Reuters Launches MiFID II-Ready Data Analytics Platform - Harnessing...

Thomson Reuters has made key enhancements to its data analytics platform, Thomson Reuters Velocity Analytics, to provide ultra-high-speed processing of real-time, streaming and historical data that...

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Euclid Opportunities Invests In RSRCHXchange - RSRCHXchange Is Used By Over...

Euclid Opportunities, NEX Group’s financial technology investment business, announces today that it has made a strategic investment in RSRCHXchange, a cloud-based marketplace and MiFID II workflow...

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Statement on Variation Margin Implementation

The Board of the International Organization of Securities Commissions (IOSCO) acknowledges the challenges facing some market participants working to complete the necessary documentation and processes...

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CQG Connects To Warsaw Stock Exchange For Futures Trading

CQG will provide direct market access to GPW through all of its platforms, including its flagship, CQG Integrated Client, which offers global market data and innovative interfaces for electronic...

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SEC Staff Issues Guidance Update And Investor Bulletin On Robo-Advisers

The Securities and Exchange Commission today published information and guidance for investors and the financial services industry on the fast-growing use of robo-advisers, which are registered...

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Is Hasbrouck's inforamtion share measure a good indicator of whether a price...

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