CurveGlobal Appoints Richard Walker Head Of Business Development
CurveGlobal, the new interest rates derivatives venture between LSEG, seven major dealer banks and CBOE, today announces the appointment of Richard Walker as Head of Business Development. Richard will...
View ArticleCFTC Charges Irvine, California Resident Ghassan Tawachi and His Company,...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil anti-fraud enforcement action in the U.S. District Court for the Central District of California charging Defendants Ghassan Tawachi...
View ArticleFederal Court in Illinois Orders Approximately $500 Million in Sanctions...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Edmond E. Chang of the U.S. District Court for the Northern District of Illinois entered an Order of Default Judgment against...
View ArticleCFTC Orders Otkritie Capital International, Ltd. to Pay a $140,000 Civil...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Otkritie Capital International, Ltd. (OCI), a London-based corporate and...
View ArticleCFTC Charges Oklahoma Resident Kevin J. Davis with Acting as an Unregistered...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that on January 15, 2016, it filed a civil enforcement action in the U.S. District Court for the Western District of Oklahoma...
View ArticleCFTC Launches Whistleblower Programâs Website
The U.S. Commodity Futures Trading Commission (CFTC) today launched the CFTC Whistleblower Programâs new website.
View ArticleCFTC Charges Florida-Based Oakmont Financial, Inc. and Joseph Charles...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive enforcement action in the U.S. District Court for the Southern District of Florida against Defendants Oakmont Financial,...
View ArticleFederal Court Orders Florida-Based Worth Group Inc. and Its Principals,...
The U.S. Commodity Futures Trading Commission (CFTC) announced that the U.S. District Court for the Southern District of Florida entered a Consent Order of Permanent Injunction against Defendants Worth...
View ArticleFederal Court in Florida Orders Restitution, a Civil Monetary Penalty, and...
The U.S. Commodity Futures Trading Commission (CFTC) announced that a federal court in Fort Lauderdale, Florida, issued a Consent Order against Defendant Robert Tripode of Boynton Beach, Florida, in...
View ArticleCFTC Charges Dania Beach, Florida Resident Rico Omar Cox with Commodity...
The U.S. Commodity Futures Trading Commission (CFTC) announced that it filed a civil injunctive anti-fraud enforcement action in the U.S. District Court for the Southern District of Florida against...
View ArticleFederal Court Orders New York Firm 4X Solutions, Inc. and Its Principal,...
The U.S. Commodity Futures Trading Commission (CFTC) announced that the Honorable Richard M. Berman, U.S. District Judge for the U.S. District Court for the Southern District of New York, ordered...
View ArticleFederal Court Orders Cindy and Paul Vandivier to Pay Civil Monetary Penalties...
The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Consent Order imposing a permanent injunction against CFTC Defendants Cindy Vandivier and Paul Vandivier of Coconut Creek,...
View ArticleCFTC Charges Canadian Resident Ryan S. Magee with Fraud and Acting as an...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District Court for the Eastern District of Wisconsin charging Ryan S. Magee of Calgary, Alberta,...
View ArticleCFTC Charges Florida-Based North American Asset Management, LLC, Alexi...
The U.S. Commodity Futures Trading Commission (CFTC) announced the filing of a civil injunctive enforcement action in the U.S. District Court for the Southern District of Florida against Defendants...
View ArticleCFTC Charges Florida Resident Neil Pecker and His Company, Vision Financial...
The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement Complaint in the U.S. District Court for the Southern District of Florida, charging Defendants...
View ArticleFederal Court Orders Banc de Binary Ltd., ET Binary Options Ltd., BO Systems...
The U.S. Commodity Futures Trading Commission (CFTC) announced that a federal court in Las Vegas, Nevada, issued a Consent Order requiring Defendants Oren Shabat Laurent of Israel and his companies...
View ArticleCFTC Orders CHS, Inc. and CHS Hedging, LLC to Pay $1 Million for Inaccurately...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against CHS, Inc. (CHS), a cooperative corporation for failing to comply with its legal...
View ArticleCFTCâs Division of Clearing and Risk Provides No-Action Relief to Small...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Clearing and Risk today issued no-action relief from the swap clearing requirement to (1) small bank holding companies and savings...
View ArticleCFTCâs Technology Advisory Committee to Meet on January 26, 2016
Tuesday, January 26, 2016, from 9:45 a.m. to 3:45 p.m., the CFTCâs Technology Advisory Committee (TAC) will hold a public meeting at the CFTCâs Washington, DC headquarters.
View ArticleCFTC Issues Order Delegating to the National Futures Association Certain...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an order delegating to the National Futures Association (NFA) certain responsibilities related to notices of swap valuation disputes...
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