FIA To Feature MayStreet In Innovators Pavilion At Futures & Options Expo
FIA announced that MayStreet is one of 18 companies chosen to exhibit in the 2016 Innovators Pavilion at the Futures and Options Expo in Chicago on Oct. 18-20. Innovators Pavilion showcases startup...
View ArticleTMX Group Statement Regarding Index Inclusion
It has come to our attention that erroneous information was broadly disseminated into the marketplace asserting that TMX Group Limited (TSX:X) had been removed from the S&P/TSX Composite Index. TMX...
View ArticleStatement From ASX Managing Director And CEO, Dominic Stevens
“Today, ASX encountered issues with our equities trading system, ASX Trade. What happened today does not meet the high standards of operations and system reliability that we set ourselves, and that our...
View ArticleNew Business Rises 13% At The Channel Islands Securities Exchange
There were 229 new listings on the Channel Islands Securities Exchange (CISE) during the first half of 2016.read more...
View ArticleCUSIP Global Services Teams With Delaware Depository To Create...
CUSIP Global Services (CGS) today announced a collaboration with Delaware Depository®, one of the nation’s leading providers of precious metals custody services, to create the first-ever CUSIP...
View ArticleIrish Stock Exchange Pre-Budget Submission - Tax Changes Needed To Encourage...
The Irish Stock Exchange's (ISE) pre-Budget submission 2017 calls on the Government to make Ireland a more attractive and internationally competitive location for companies looking to scale by:read...
View ArticleEuro Cervantes SOCIMI To Start Trading On MAB On 22 September - The 24th REIT...
The Coordination and Admissions Committee of the MAB has submitted to the Board of Directors a favourable report on EURO CERVANTES SOCIMI,stating that the company is eligible for admission to the...
View ArticleSIX Swiss Exchange Sponsored Funds: More Than 400 Products Tradable
Bank Julius Baer admits another 40 products to trading on SIX Swiss Exchange, including the first fund on the new SPI Multi Premia Index.read more...
View ArticleESMA Adds ICE Clear Europe Ltd To List Of Authorised CCPS Under EMIR
ESMA has today added ICE Clear Europe Ltd to its list of authorised central counterparties (CCPs) under the European Markets Infrastructure Regulation (EMIR). EMIR requires EU-based CCPs to be...
View ArticleOne Small-Firm Industry Governor Elected to FINRA Board, Two New Governors...
The Financial Industry Regulatory Authority (FINRA) announced the results of voting that took place at its 2016 Annual Meeting today in Washington, D.C. In accordance with FINRA By-Laws, small firms...
View ArticleThe Happy, Healthy Nonprofit: Strategies for Impact Without Burnout
Steer your organization away from burnout while boosting all-around performance Read More...
View ArticleSFC Issues Restriction Notice To A Broker To Stop Two Clients From...
The Securities and Futures Commission (SFC) has issued a Restriction Notice to BOCI Securities Limited (BOCI) prohibiting it from processing shares and/or money held in two client accounts that hold...
View ArticleA Delegation From SCA, ADX, And DFM Reviews US Financial Regulatory Structure...
In line with the directives of H.E. Eng. Sultan bin Saeed Al Mansoori, Minister of Economy and Board Chairman of the Securities and Commodities Authority (SCA), and as part of initiatives aimed to set...
View ArticleGPW Extends The Transaction Fee Reduction For Market Makers Of Shares
The Warsaw Stock Exchange has extended its reduction of fees for Market Makers, i.e., a temporary waiver of fees for transactions on the regulated market charged to Market Makers of shares of companies...
View ArticleCFTC Orders Raja Michael Mawad and His Texas-Based Company, RNS Holdings LP,...
The U.S. Commodity Futures Trading Commission (CFTC) filed and simultaneously settled charges against Respondents Raja Michael Mawad, who resided in Houston, Texas, and the company he founded, owned,...
View ArticleComptroller Of The Currency Discusses OCC Supervision Of Wells Fargo
Comptroller of the Currency Thomas J. Curry today discussed supervision leading up to the recent enforcement actions against Wells Fargo Bank, N.A., for unsafe and unsound sales practices. His remarks...
View ArticleCFTC Orders Raja Michael Mawad And His Texas-Based Company, RNS Holdings LP,...
The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges against Respondents Raja Michael Mawad, who resided in Houston, Texas during the relevant period...
View ArticleTwo MAB Companies Shortlisted As Candidates For the 4th. "European Small...
Grenergy and Inclam, two companies listed on the Mercado Alternativo Bursátil (MAB) have been shortlisted as candidates for the fourth edition of the "European Small and Mid-Cap Awards" among a large...
View ArticleBats Welcomes VanEck As A New U.S. Issuer, Building Upon European...
Bats Global Markets, Inc. (Bats: BATS), the #1 market globally for exchange-traded fund (ETF) trading, today welcomed VanEck as a U.S. issuer on The Bats ETF Marketplace, building upon the European...
View ArticleTMB Asset Management Selects FTSE Thailand Mid/Small Cap Minimum Variance Index
FTSE Russell, the global index and data provider, today announces that TMB Asset Management, one of Thailand’s largest fund houses, has chosen the FTSE Thailand Mid/Small Cap Minimum Variance Index for...
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