ESMA Consults On Trading Obligation For Derivatives
The European Securities and Markets Authority (ESMA) has published today a discussion paper regarding the trading obligation under the Markets in Financial Instruments Regulation (MiFIR).read more...
View ArticleCFTC Charges Florida-Based KB Concepts Group, LLC and Kelvin Burgos with...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive enforcement action in the U.S. District Court for the Southern District of Florida against Florida-based Defendants KB...
View ArticleFINRA Hearing Panel Sanctions Avenir Financial Group And Bars Former CEO...
The Financial Industry Regulatory Authority (FINRA) announced today that a FINRA hearing panel has sanctioned Avenir Financial Group, fining the NY-based firm $229,000 and suspending it for two years...
View ArticleCFTC Charges Florida-Based KB Concepts Group, LLC and Kelvin Burgos With...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive enforcement action in the U.S. District Court for the Southern District of Florida against Florida-based Defendants KB...
View ArticleTMX Group Updates Organizational Transformation
TMX Group Limited today provided a detailed update on the progress made thus far in its efforts to streamline the organization and accelerate TMX's evolution as a client-driven solutions provider to...
View ArticleCrises and Physical Phases of a Bipartite Market Model. (arXiv:1609.05939v1...
We analyze the linear response of a market network to shocks based on the bipartite market model we introduced in an earlier paper, which we claimed to be able to identify the time-line of the...
View ArticleDTCC to Reduce Trade Repository User Fees For MAS & ASIC Transactions By...
The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced that it will be reducing fees for its...
View ArticleContineo Wins Best Dealer Platform Asia Pacific
Contineo, the industry-backed messaging network for structured products, last night won Best Dealer Platform Asia Pacific for the second year running at the annual Structured Retail Products Awards in...
View ArticleLATTICE80, The World's Largest Fintech Hub To Be Launched In Singapore - A...
Marvelstone Group is set to launch the world's largest Fintech Hub (over 30,000 sq ft) in early November.read more...
View ArticleCalastone Transaction Network Achieves 10,000 Global Trading Links Milestone
Calastone, the global funds transaction network, has today announced that it has reached a significant milestone in its global expansion, with its network now providing over 10,000 trading links...
View ArticleObject Trading Ready For Day One Of Trading With Direct Market Access To...
Object Trading, a provider of multi-asset trading infrastructure, announced today that its clients and partners will have immediate Direct Market Access (DMA) to CurveGlobal, when live trading begins...
View ArticleThe Shareholders Of TOM (The Order Machine) Intend To Appoint Hans Pieterse...
Today, the shareholders of TOM announce their intention to appoint Hans Pieterse (46) as CEO. Pieterse was a Director at Optiver until his departure in March 2015. He will succeed Willem Meijer as CEO...
View ArticleIntercontinental Exchange Announces Appointment Of Thomas E. Noonan To ICE...
Intercontinental Exchange (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, today announced that Thomas E. Noonan has joined the Board...
View ArticleThomson Reuters Helps Banks Reduce Costs And Operational Risks With New Data...
Responding to the ongoing need for financial services firms to reduce capital expenditure and operational risk through the outsourcing of non-core competencies, Thomson Reuters has expanded its points...
View ArticleIACC And City Of London Police Team Up To Strengthen Anti-Counterfeiting...
The International AntiCounterfeiting Coalition (IACC) announced that it has signed a Memorandum of Understanding (MOU) with the City of London Police, memorializing their solidarity in fighting for...
View ArticleMoscow Exchange: Risk Parameters For New Bonds
New bonds will be accepted to margin trading starting from September 22, 2016. From this date on, the following risk parameters will be applied:read more...
View ArticleSEC Charges Hedge Fund Manager Leon Cooperman With Insider Trading
The Securities and Exchange Commission today charged hedge fund manager Leon G. Cooperman and his firm Omega Advisors with insider trading based on material nonpublic information he learned in...
View ArticleEU Savers Step Up Their Influence In European Financial Services Policy Making
Christiane Hölz, a senior executive at Better Finance’s German member organisation DSW, was elected Vice-Chair of the "Securities and Markets Stakeholder Group" of the European Securities and Markets...
View ArticleCFTC Orders Chicago-based Advantage Futures LLC, its CEO Joseph Guinan &...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Advantage Futures LLC, a Chicago-based Futures Commission Merchant, for failing...
View ArticleOCC Comments On S&P Reaffirmation Of AA+/Stable Rating
OCC, the world's largest equity derivatives clearing organization, today commented on the reaffirmation of its AA+/Stable rating by Standard & Poor's (S&P). In May, the rating agency had placed...
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