CFTC Financial Data For Futures Commission Merchants Update
Futures commission merchants (FCMs) and retail foreign exchange dealers (RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) within 17...
View ArticleU.S. Treasury Department Issues White Paper On Online Marketplace Lending...
The U.S. Treasury Department today issued a white paper regarding its review of the online marketplace lending industry. The white paper titled, “Opportunities and Challenges in Online Marketplace...
View ArticleKeynote Address of Commissioner J. Christopher Giancarlo before the Markit...
Keynote Address of Commissioner J. Christopher Giancarlo before the Markit Group, 2016 Annual Customer Conference New York âBlockchain: A Regulatory Use Caseâ
View ArticleStatement of Dissent by CFTC Commissioner J. Christopher Giancarlo on the...
Statement of Dissent by CFTC Commissioner J. Christopher Giancarlo on the Proposed Amendment to the RTO-ISO Order
View ArticleSEC Charges Father, Son, Others In Tribal Bonds Scheme
The Securities and Exchange Commission today charged a father and son and five associates with defrauding investors in sham Native American tribal bonds in order to steal millions of dollars in...
View ArticleEBA Provides Guidance For Computing Financial Soundness Indicators (FSIs)
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View ArticleEuropean Investment Bank: Launch Of Ginkgo Fund 2
Building on its first vehicle, instigated by the Edmond de Rothschild Group in 2010, Ginkgo announces the first closing and launch of its second fund, Ginkgo 2, which targets the sustainable...
View ArticleThe 9th Iran International Exhibition Of Exchange, Bank And Insurance, 10-13...
The Iran International Exhibition of Exchange, Bank & Insurance will bring into focus the latest achievements in Bank, Exchange & Insurance, and is an opportunity for those with an interest in...
View ArticleEBA Acknowledges Another Notification From The Central Bank Of Hungary On The...
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View ArticleOffice Of The Comptroller Of The Currency Provides Mid-Cycle Status Report On...
The Office of the Comptroller of the Currency (OCC) today released its mid-cycle report on key actions completed to date to execute its annual Committee on Bank Supervision’s operating plan and on...
View ArticleIrish Stock Exchange: Spanish Banking Group Bankinter Lists â¬200m...
Bankinter, the Spanish commercial and personal banking group quoted on the Madrid Stock Exchange, has listed Tier 1 debt securities on the Irish Stock Exchange (ISE) for the first time.read more...
View ArticleOffice Of Financial Research Media Update: âThe Real Consequences Of...
The OFR released a working paper today entitled, “The Real Consequences of Bank Mortgage Lending Standards.” The paper describes how mortgage lending standards, as measured by responses to the Federal...
View ArticleBanco De Sabadell List â¬500m In Subordinated Notes On The Irish...
Banco de Sabadell, the fourth largest privately-owned banking group in Spain, has listed €500m 5.625% subordinated notes, due 2026, on the Main Securities Market (MSM) of the Irish Stock Exchange...
View ArticleTackling The Hard Questions: Speech By Mark Steward, Director Of Enforcement...
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View ArticleSIFMA President And CEO Kenneth E. Bentsen, Jr. Remarks At The SIFMA 2016 DOL...
Good morning. I’m Ken Bentsen, president and CEO of SIFMA. Thank you for joining us today for SIFMA’s Department of Labor Fiduciary Rule seminar. We had always intended to hold this seminar within a...
View ArticleCalPERS Urges Glencore Plc. Investors To Vote For Climate Change Reporting At...
The California Public Employees' Retirement System (CalPERS) is urging fellow shareowners of the global commodity trading and mining company Glencore Plc. to vote in favor of a proxy ballot resolution...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleIOSCO Continues To Address Global Challenges To Securities Markets Regulation
The International Organization of Securities Commissions (IOSCO) today opens the public sessions of its Annual Conference in Lima focusing on SME financing, investor protection and education, and the...
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